คุ้มครอง (investor protection) ภายใต้การก ากับดูแลของหน่วยงานก ากับดูแลที่มีความน่าเชื่อถือและมีการก ากับดูแล ที่ใกล้เคียงกับหลักเกณฑ์ของส านักงาน (3) ผลิตภัณฑ์ต่างประเทศตาม (1) ต้องมีการเสนอขายในประเทศของ
after the Government has relaxed its protection measures by partially reopening department stores and border checkpoints that initially the recovery should begin in the 4th quarter 2020 and slightly
dated 3 November 1998; (2) Notification of the Office of the Securities and Exchange Commission No. SorNor. 18/2542 Re: Rules on Protection of Conflict of Interest on Investment or Holding of Securities
characteristics as described under Clause 12 except for the cases specified under Clause 13 and Clause 14. Clause 11 In the interest of Clause 10(1), any action below shall be deemed that the issuer or the offeror
authority to impose sanctions or to order the CIS Operator of the ARFP Passport Fund to act or refrain from acting in case there is an action which may cause damages to the interest of members of the Passport
disposal, distribution or transfer, grant a lease, make repayment of debt, create debts or perform any action having the effect of creating any encumbrance over the debtor’s property except that it is an
, regardless of whether such action is conducted for the benefit of the fund supervisor itself or other persons, except for the case of charging a remuneration for the performance of duty as fund supervisor or
/are under supervision of Home Regulator which has the authority to impose sanctions or to order the CIS Operator of the ARFP Passport Fund to act or refrain from acting in case there is an action which
Management Company of the Hong Kong Covered Fund to act or refrain from acting in case there is an action which may cause damages to the interest of the investors of the Hong Kong Covered Fund. Yes No If “No