. In case of absent of the branch office manager under the first paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean
paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean time, the securities company may assign an officer of the head office
. In case of absent of the branch office manager under the first paragraph, the derivatives brokers shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
within one year, unless such condition has been waived by the SEC Office; 2. the financial lease contract which a derivatives broker , as lessee, is entitled to prematurely terminate without the condition
the remaining maturity period of more than one year as from the calculating date, and have not determined the condition to repay before the maturity date within one year, unless such condition has been
more than one year as from the calculating date, and have not determined the condition to repay before the maturity date within one year, unless such condition has been waived by the SEC Office; 2. the
last year. Profit & Loss Analysis (Unit : Million Baht unless otherwise stated) Quarter 3 Change 2018 2017 Amount % Change Total Revenues 4,416 4,284 132 +3.1% Sales and service income 4,179 4,052 127
offence related to property committed with dishonest intent; (3) having been a director, a manager or a person with power of management of a financial institution which had its license revoked, unless an