appraisal, storage of clients’ assets, and clients’ risk management; (2) DA operators must disclose information on the storage of digital assets with third-party custodians and list of sourced exchanges; (3
Regulation is expected to take effect in the third or fourth quarter this year. SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance
persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
SEC Secretary-General Ruenvadee Suwanmongkol, and SET President Pakorn Peetathawatchai together with the management team of both agencies met in the third quarterly meeting of 2019 to discuss
business operator when outsourcing its business-related function to a third party which will apply to all types of digital business operators.* In addition, SEC has amended other parts of regulations which
SEC Deputy Secretary-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party
are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
opportunity and alternatives for fund raisers and investors as well as enhance the Thai capital market readiness for international linkages. The revised regulations will become effective by the third quarter of
currently designed and developed by ADAM. In addition, the acquisition would allow ADAM to resume trading on the Stock Exchange after the third quarter of this year. The SEC therefore advises that the ADAM