is very crucial to build up sustainability, uphold investor confidence and adhere to good governance principles. With good governance, the capital market will attract investment.? Vorapol added
broker does not possess mentioned information or documentation above within three years from the date this notification become effective. As added by the SEC Office Notification No. Kor Thor 13/2549 Re
audit, compliance or other services which are similar to above. 1 As added by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
Units (No.2) dated 1 February 2010. Added by the Notification of the Capital Market Supervisory Board No. TorThor. 1/2553 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities
for Brokerage and Dealing of Securities Which Are Not Debt Securities or Investment Units (No.2) dated 1 February 2010. 2 Added by the Notification of the Capital Market Supervisory Board No. TorThor. 1
August 2009. (Mr. Vijit Supinit) Chairman Capital Market Supervisory Board As added by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for Undertaking the
to undertake the derivatives business by a regulatory agency on derivatives in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO); 1 As added by the