ประเภทนายหน้าซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน มิได้ปฏิบัติให้เป็นไปตามหลักเกณฑ์ เงื่อนไข และวิธีการที่คณะกรรมการกำกับตลาดทุนกำหนด กล่าวคือ รายงานการแต่งตั้งผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแล (Head of
the said Act prohibits any securities company from taking purchase orders or sales orders from customers outside its head office or branch office premises, except the Office prescribes otherwise
oil price is further backed by concerns over supply after the replacement of the US Secretary of State, creating tension that the US may revisit its sanction policy on Iran with respect to the country’s
registration statement. If the registration statement contains any false statement or omits to state any material information which should have been disclosed, the unit holders shall be entitled to claim damages
person who is assigned by the board of directors to be the highest level responsible person in the management of a company. “ head of department ” means a person responsible for the work in the
to be the highest level responsible person in the management of a company; “ head of department ” means a person responsible for the work in the departmental level of a company; “ branch manager
a company; “head of department” means a person responsible for the work in the departmental level of a company; “branch manager” means a manager of the branch office or a person responsible for the
directors to be the highest level responsible person in the management of a company. “head of department” means a person responsible for the work in the departmental level of a company. “branch manager” means
- month period, it was at THB 270.0 million increased by THB 27.7 million or 11.5% when compared to the same period of prior year. It was mainly increased from the customers in the Government and State