of any securities issuing company or securities company for 26 months, 9 months and 12 months, respectively. The banning period shall begin from the date when the offenders sign the letter of

following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

an important first sign to consider whether or not a prespective company is worth investing. The SEC therefore requires immediate disclosure and reporting in case of severe damage, business

or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana

jurisdictions to sign the MOU. Other securities regulators and stock exchanges of ASEAN jurisdictions may join the Framework by signing the Memorandum of Understanding on Expedited Review Framework for Secondary

employer?s contribution to raise employee?s savings without requiring employer?s additional contribution. At present, the law prescribes that employer shall pay the contribution into the fund at the rate not

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

Bangkok, August 18, 2011 ? The SEC revealed that the number of employers setting up provident funds in Q2/2011 increased 8% over 2010 with great attention on ?employee?s choice,? a program that

Group), MAS, said ?The ASEAN CIS framework is a testament of ACMF?s commitment to achieve the vision of ASEAN Economic Community 2015. Singapore is pleased to participate in this exciting and important

percent in the seaweed snack market. However, in the second half of the year, the Company was partially affected by the decreasing number of Chinese tourists since August – November, with a positive sign