offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to

Governance                  1.2) Surveillance/Regulatory experience  2)  To increase the flexibility for the SEC Board to add more types of knowledge or experience required on candidates to be selected and

countries on legal and regulatory arrangements, and their respective plans to consider adoption of ISSB Standards. The result of the survey shows encouraging steps by ACMF jurisdictions with existing

principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

also set the “AI-Powered Organization” strategy to drive the use of AI for enhancing regulatory efficiency and sustainable law enforcement. The SEC also set up an AI taskforce to drive systematic and

สัมมนา Regulatory Workshop ภายใต้หัวข้อ “Emerging Markets Experiences in Developing Sustainability-Related Bond Markets” ซึ่งประกอบด้วยผู้แทนจากประเทศในเอเชีย ลาตินอเมริกา แอฟริกา และยุโรป (กลุ่มละ 1

appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and

-based lines of credit (SBLOC), explaining the SBLOC structures, considerations before taking out an SBLOC, and outlining the guidelines for disclosing information on SBLOC transactions outside regulatory

ปรับปรุงดังกล่าวได้ประกาศลงในราชกิจจานุเบกษาและมีผลใช้บังคับตั้งแต่วันที่ 16 มิถุนายน 2565 เป็นต้นไป______________________หมายเหตุ:*Regulatory Guillotine คือ การทบทวนกฎหมายที่บังคับใช้อยู่ในปัจจุบัน เพื่อ

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The