has the power to waive the appointment of independent director temporary or permanently according to paragraph one for such Derivatives broker. However, the SEC Office may set out other requirements for
tasks including undertaking of any other actions assigned by the administrative panel or the SEC, as the case may be. Division 1 Administrative Proceedings Clause 8. Administrative proceedings shall
other law from such acceptance of selling orders or closing out of positions. Chapter 3 Engagement in Agreements with Clients prior to Providing Services ________________________ Division 1 General
an approval [for establishment] from the Securities and Exchange Commission. 2 The law on financial institution business means the Financial Institution Business Act B.E. 2531 (2007). 4 Division 1
1212 The details of the particulars under Clause 11 shall comply with the following rules: (1) an offer for sale of securitized bonds in any case shall be according to the Forms specified in Division 1
within the same period for considering the application for approval of the establishment of the fund. Division 3 Power of the SEC Office Related to the Approval _______________ 5 Amended by the
considering the application for approval of the establishment of the fund. Division 3 Power of the SEC Office Related to the Approval _______________ Clause 19 The fund to be approved shall be in accordance
December 31, 2017 by Bt326.3 million or 4.3%. Please be informed accordingly. Yours sincerely, Signed (Mr. Prakobkiat Ninnad) Managing Director Investor Relations Division, Finance and Accounting Department
workers who are responsible in each division, considered in specifying the frameworks, policies and reviewing the methods of the Company’s risk management to cover and comply with the economic condition