Vorapol Socatiyanurak. FATF began assessment on the countries? counter-measures against money-laundering and terrorist financing in 2007, the result of which showed the highest score of compliance with
: Approval of Auditors in the Capital Market, dated 23 September 2010. The clause stipulates: “lack of professional ethics or violation of or non-compliance with the regulations under the Law on Accounting
SupTech for Enhancing Governance and Risk-based Supervision, Sustainability: From Compliance to Competitive Advantage และ Policy Design toward Fair Market โดยมีการนำเสนอผลงานวิจัยที่สะท้อนบทบาทของเทคโนโลยี
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
digital asset exchange and digital asset broker, starting from 2 February 2024. In addition, during the suspension, Zipmex is required to: (1) Rectify its financial condition to ensure compliance with
market and promote sustainable growth; businesses must turn corporate governance principles into practice (CG in Substance) and see for themselves the benefits of compliance. Market force is also a key
the Office. (3) Supervise and monitor to ensure that its personnel perform in compliance with the laws on derivatives and rules issued under such laws, including rules as specified by the association
results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing, the Code of Ethics for Professional Accountants, and the