According to a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, evidence indicates that the 29 persons, namely: (1) Mrs. La-or Tangkaravakoon, (2) Mrs

According to a referral from the Stock Exchange of Thailand (SET) in 2021 and the SEC’s further investigation, evidence indicates that the 11 persons, namely: (1) Mr. Apimuk Bamrungwong, (2) Mr

undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment

of digital asset business licenses have been added to the licensing list, making the total of six license types, namely: Digital Asset Exchange, Digital Asset Broker, Digital Asset Dealer, Digital

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) encourages the bondholders of five tranches of ITD bonds, namely 1) ITD242A, 2) ITD24DA, 3) ITD24DB, 4) ITD254A, and 5

amount of the deposits in the escrow account, in proportion to the company’s amounts of debts to each tranche of the bonds, namely SNW231A, SNW233A and SNW224A;   Agenda Item 3: Consideration for

On 22 March 2024, the Securities and Exchange Commission (SEC) collaborated with capital market organizations, namely – the Federation of Thai Capital Market Organizations (FETCO), the Stock

written request to the public prosecutor to file civil lawsuits against the nine offenders in the Civil Court to seek all applicable civil penalties at the maximum level as specified by law, namely the

businesses in the Thai capital market. Concurrently, the SEC encourages audit firms in the capital market to build up their strength through the three mechanisms, namely Self-discipline, Market Force, an

auditor’s reports on PVDs CMSB has approved an exemption for preparing and submitting financial statements and the auditor’s reports on PVDs by giving private fund management companies two options, namely