securities business; (3) a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of
securities business; (3)1 a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of
at ownership transfer of ordinary shares date or within 120 days from the date of the sale and purchase contract ordinary shares. • The seller must redeem the land from use as collateral the debenture
, prescriptions of civil suits, etc. In addition, JAS must submit to the SEC and publicly disclose the rectified and audited/reviewed financial statements by October 27, 2014. # # # # # #
verificaiton from a thrid party. The SEC has therefore postponed the deadline to 28 March 2017. KC must also disclose the amended financial statements and the results of the special audit via the SET Electronic
. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 Mutual
related numerous documents and information. The SEC granted a 30-day extension ending 8 March 2017. KC must also disclose the amended financial statements and the results of the special audit via the SET
cooperate with the auditor to supply all necessary information and evidence and to rectify the financial statements of both accounting periods. The rectified and reviewed financial statements must be
smart contracts) to the outsourcee. However, the ICO portal must obtain approval from the SEC before outsourcing any tasks related to such due diligence. The SEC Board has also approved the proposal to