knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as
have availability of personnel for the function of REIT manager, which shall be at least one supervisor being responsible for management of REIT’ s properties and at least 2 staffs who have knowledge and
clearing and settlement related to or because of a client’s derivatives trading. The benefits, the controlling power or the financial support under Paragraph 1 may arise from an agreement, an understanding
The Securities and Futures Commission (SFC) and the Securities and Exchange Commission of Thailand (SEC) have entered into a Memorandum of Understanding (MoU) on Mutual Recognition of Funds (MRF) to
perceive the client ’s investment objective, knowledge, understanding and experience regarding securities investment in conjunction with the consideration of securities dealing transactions and giving of
ability. In case of a retail client, the securities company shall arrange sufficient information or evidentiary documentation to perceive the client’s investment objective, knowledge, understanding and
, respectively. Currently, the project is in the process of Environmental Impact Assessment Report preparation. 1.2 Signing of Memorandum of Understanding – “District 9 Project: Digital Industrial Zones and
by any issuer, or its agents, under the terms of a confidentiality agreement or otherwise under a mutual understanding that the information is shared confidentially. The Principles are high-level