derivatives and delivery of the underlying goods under derivatives (if any) by an approved person for operation under a regulatory sandbox in the same manner as a derivatives clearing house, the approved person
business operators default on cash settlement or physical delivery with the derivatives clearing house or their clients in case of derivatives business operators, unless such default is not caused by
case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short
for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short
delivery; Clause 7 In order to have sufficient ETF unit or underlying share of ETF for delivering according to short selling within settlement period specified by the clearing house or within performance
and Derivatives Clearing House dated 11 October 2004 shall be repealed. Clause 3 In this Notification: (1) “derivatives exchange” means a derivatives exchange open for services to the general public; (2
Ref. No. U.SET 023/2018 10 May 2018 Subject: Acquisition of 30 Percent of Ordinary Shares in Vienna House (Thailand) Company Limited To: The President The Stock Exchange of Thailand U City Public
fifty percent of the sold shares of the securities clearing house; (2) a juristic person holding more than fifty percent of the sold shares of the juristic person under (1). Clause 2 The rules in detail
: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House dated 16 May 2005 shall be repealed. Clause 2. In this Notification, (1) “derivatives
Bangkok, February 8, 2016 ? The SEC is seeking public comments on draft revisions to the rules governing operation of capital market infrastructures to be in line with international standard