. KorThor. 9/2550 Re: Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2) dated 24 August 2007, the Office of the Securities and Exchange Commission hereby issues the
Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following funds which have
of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No https://publish.sec.or.th/nrs/3584pe.doc 8264p.doc audit firm, hereby certify and consent to the
or file a registration statement with SEC. SEC hereby clarifies that any issuance and offering for sale of shares of a limited company or a public limited company in the form of private placement
file a registration statement with SEC. SEC hereby clarifies that any issuance and offering for sale of shares of a limited company or a public limited company in the form of private placement or public
Subj: Application for establishing a branch office or converting an online branch office into a full branch office. The applicant hereby notifies the details on the establishment / conversion of a branch
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the
34, Section 36, Section 41, Section 43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following