Following the tips from various sources to SEC, several investment solicitations have been found via online channels such as websites, Facebook and YouTube regarding the products that may be liable
indirectly via derivatives, the investment must be capped at 20 percent of the NAV. Meanwhile, the Funds for retail investors**** would be allowed to have total crypto asset exposure through ETFs or foreign
or concealed material information that should have been disclosed in The form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and
act as required by his responsibilities, and is therefore liable for ALL’s disclosed incorrect information and made false statements or concealed material information that should have been disclosed in
securities companies and derivatives business operators for the year 2020, which have been specified in the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 55/2562 Re
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas
sale and redemption of Tokenized Fund units*, with the aim of providing clear and appropriate operational guidance for mutual funds issuing units in such form. The amended regulations have been
notifications have been revised, containing the key amendments as follows: (1) Allowing the foreign issuer to file an application for approval of offer for sale of bonds denominated in Thai baht (baht bonds
investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of