material transactions would have sufficient time to study relevant information, participate in the consideration process, and make an informed investment decision.The consultation paper is available at
these amendments is to require advertisement and disclosure of trigger funds to be more inclusive to give investors a clearer picture of this type of fund so that they would have correct and complete
ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available
dissolution for index funds and exchange traded funds whose units have been redeemed at an amount exceeding two thirds of the total units sold upon meeting certain requirements.The consultation paper is
specified offences; for instance, market manipulation, insider trading or dishonest act shall be deemed to have untrustworthy characteristics and shall be vacated from his or her directorship or executive
experiences in overseas investment. Under the proposed regulations, derivatives brokers must have infrastructure in place to render service to retail investors to trade derivatives on foreign derivatives
sector will have fund source for development of infrastructure which will help ease burden on government budget.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the
their financial statements for Q1/2011. Within August 17, 2011, the four companies are required to submit to the SEC and publicly disclose the rectified financial statements which have been reviewed by
Bangkok, July 29, 2011 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any of the prohibited characteristics. The SEC
scopes and forms to be in line with the financial statement forms, which have been revised earlier, and the waiver of duties on preparation and filing of certain forms in case of ceasing business operation