branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a manner which may cause disgrace to the reputation
to the reputation of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in Clause 7; (4) not having system
manner which may cause disgrace to the reputation of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in
giving rise to damage to the reputation or the financial condition or the business operation or the customers of such business. Clause 5. In applying for an approval to act as a mutual fund manager, the
Office’s approval, thereby having a possibility to cause a lack of confidence in the business of investment management as a whole or giving rise to damage to the reputation or the financial condition or the
immediately if there is an incident or a suspicion of serious fraudulence, law violation, or other unusual actions that could significantly affect the reputation and financial position of the company. 17.2.2
issued thereunder; which may discredit securities or derivatives business in general or may cause damage to its reputation, status of business operation or client of such business, as the case may be. Form
on derivatives or the Notification issued thereunder; which may discredit securities or derivatives business in general or may cause damage to its reputation, status of business operation or client of