. Such offenses are economic crimes with significant, widespread effects on the economy, the society and the public. Under the framework of this new MOU, both agencies will give more weight to practical
. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: ponwat@sec.or.th, baramee@sec.or.th or napaporng@sec.or.th. The public hearing ends on 26 February
of companies, capital market, economy and the country at large. SEC plans to give continuous support to companies interested in disclosure according to the TCFD recommendations. In the first quarter of
committed to reviewing within 21 calendar days a complete application from fund managers for the authorisation of a fund; and(c) give participating fund managers more flexibility to delegate the investment
. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** Investment Consultant for Complex Products Type 1 is allowed to give investment advice on
. In case any person fails to give a consent to the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit in the Civil Court in due course. Apart from the civil
investment products to the Thai capital market and give more investment choices to investors.” Pursuant to the Fee Exemption Regulations, the application fee of 100,000 baht is exempt for an SRI Fund
The objective of the project, which is organized for the second year in continuation from 2022, is to give financial support for development of necessary knowledge and skills for women, who have
No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.** investment consultant for complex products Type 1 is allowed to give investment advice
and use Thai auditors to audit their financial statements. This could streamline the overall process and reduce costs for Thai issuers as well.?We encourage listed companies to give more weight to the