regulatory burdens of the securities issuers. Furthermore, the SEC will also propose business operation guidelines regarding corporate social responsibility and protection for corruption to promote
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In
structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent
the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
นายกฤษฎา จีนะวิจารณะ รัฐมนตรีช่วยว่าการกระทรวงการคลัง เป็นประธานเปิดงานและร่วมเปิดบูธ ก.ล.ต. ซึ่งในปีนี้ ก.ล.ต. นำเสนอบูธภายใต้แนวคิด “Sustainable Investment & Self-protection for Well-being” พร้อมส่ง
. Furthermore, it seeks to enhance the efficiency of bondholders’ representatives in fulfilling their duties and bolster the credibility and protection of debt securities investors. The SEC and ThaiBMA are
Plengkham, Director of the Inspection and Supervision Department, the Office of the Personal Data Protection Commission (PDPC)Mr. Kittinan Srimongkol, Director of the Personal Data Protection Supervision
ordinary persons categorized in the institutional investor group to not receive appropriate protection when engaging in Repo transactions with business operators.The SEC is therefore proposing to amend the