shall be subject to the punishments under Section 300 of the SEA. In this regard, the SEC shall consider further legal action in due course. _____________________  Related press releases: 1. SEC News

Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither

misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile

associated persons with the ECD for further legal proceedings. In this connection, investors suffered damage from investing with the companies can contact the ECD in this matter at Tel: 0-2237-1199.The SEC

, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy

, therefore, filed the criminal complaints against all of the above offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business

Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such

and members who are working towards joining the ASEAN Collective Investment Schemes Framework for their commitment.To further accelerate implementation of initiatives that facilitate cross-border

exceeding three years or a fine not exceeding three hundred thousand baht or both and a further fine not exceeding ten thousand baht for every day during which the violation continues.  The SEC therefore

driven by the continued growth in construction industry and further renovation/expansion of retail stores and new Shopping complexes despite revenue recognition delays from some turnkey projects to next