depository service providers (3rd Party Custodian) and keep customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) in the proportion

Limited (“ALL”), had changes in her securities holdings in ALL during the period from 28 August 2020 to 27 August 2021, through transactions executed by herself as well as by her former spouse. Accordingly

securities holdings in ALL during the period from 28 August 2020 to 3 January 2023, through transactions executed by himself as well as by his former spouse. Accordingly, Mr. Thanakorn had the duty to prepare

wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No

, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee

failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S

Miss Paleerat Panbunhom Between 23 September 2024 to 30 September 2024, Miss Paleerat Panbunhom acquired and disposed of three transactions of shares of Nova Empire Public Company Limited (“NOVA

about its business and operations such as electronic wallets for keeping and maintaining clients' assets and details and explanations of transactions in the wallets. In this regard, although Zipmex

transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery

Limited ("1000X") of transactions occurring with 5,000 wallet addresses on its website, https://www.1000x.live ("1000x.live"). This system was essential for the successful operation of