Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
://www.sec.or.th/EN/Pages/ABOUTUS/SEC_VUTTIKRAI.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g
SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website
by solicitation or advertisement of the issuance of the bills for the purpose of raising fund from more than 10 entities at any given time.* In any case, any bills with the following characteristics
Sale of Newly Issued Debt Securities in a Private Placement and Offering for Sale of Convertible Bonds to Entities with Specific Characteristics (No. 6), dated 22 February 2024: (https
companies, foreign custodians or service providers to other entities of the service limitations under (1) and requiring such clients to disclose the true identity of all beneficiaries involved in NVDR
entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities
email: fundraisingpolicy@sec.or.th. The public hearing ends on 22 October 2025.Remark: * The listed companies subject to disclosure requirements refer to the following entities: (1) Listed companies in