comply with the SEC?s approved advertising or sales promotion guidelines issued by the Thai Listed Companies Association and Association of Investment Management Companies. Any business operator failing to

business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the

business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the

owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of

owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of

business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the

มำรถในกำรแข่งขนั หัวขอ้ที ๔.๔ โครงสร้ำงพืนฐำน เชือมไทย เชือมโลก หัวขอ้ที ๔... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf DRAFT business operator requests to set off

-account of a Thai intermediary’s omnibus account only. Moreover, investors may also transfer their investment portfolio from one Thai business operator to another Thai business operator and may transfer

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the

หารือเกี่ยวกับบทบาทหน้าที่ และความรับผิดชอบของผู้ให้บริการหลัก (main operator) ภายใต้โครงการนำ Distributed Ledger Technology (DLT) มาใช้พัฒนาโครงสร้างพื้นฐานดิจิทัลกลางของตลาดทุนไทย เมื่อวันที่ 31 มีนาคม