undertake securities business under this Act. "securities business" mean any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the
Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re
Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange
securities brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “ agent ” means a person who is appointed by a securities
brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “agent” means a person who is appointed by a securities company as its
e-service Online Submission Derivatives Dealing Registered Derivatives Dealer | Licensed Derivatives Dealer Securities Businesses Company Name Head Office 1. BUALUANG SECURITIES PUBLIC COMPANY
อมัน่ใหแ้ก่ผูล้งทุน จึงปรับปรุงหลกัเกณฑก์ารซ้ือขายหลกัทรัพยข์องพนกังาน (staff dealing) ใหมี้ความยดืหยุน่ รัดกุม และครอบคลุมยิง่ข้ึน รวมทั้งสอดคลอ้งกนักบัหลกัเกณฑใ์นเร่ืองดงักล่าว ของผูป้ระกอบธุรกิจหลกัทรัพยป์ระเภท