ประโยชน์ของลูกค้าไม่ใช่ผลประโยชน์ของบริษัทจัดการ และก าหนดให้ผู้ให้ผลประโยชน์ตอบแทน เช่น broker- dealers ต้องมีระบบและวิธีในการปฏิบัติงานเพื่อไม่ให้ผู้รับผลประโยชน์ปฏิบัติผิดกฎเกณฑ์เกี่ยวกับ soft dollars 2
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
E_1 Legal_FA_2015_12_29-c A WCorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2018 In 2018, the overall Thai economy maintained its growth due largely to healthier growth of exports and tourism, especially in the first half of the year. Meanwhile, the government continued to implement measures to promote and strengthen the domestic economy through support of investment and private spending as well as bolstering opportunities for other econo...
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
experiences in overseas investment. Under the proposed regulations, derivatives brokers must have infrastructure in place to render service to retail investors to trade derivatives on foreign derivatives
collaterals in margin accounts have experienced price volatility and declines due to various factors. When stock prices drop, the value of the collaterals is subsequently affected, leading brokers to forcibly
Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders
Data File As of Data Definition 1 Number of Digital Asset Trading Accounts Classified by Type of Traders Quarter 2/2023 2 Trading Value and Net Purchase Value of Digital Asset Classified by Type of