the fines by half, resulting in fines of Baht 121,000 and a further fine of Baht 250 each day starting from the next day of the prosecution date until the company so complies. SEC Act S.300 Criminal
day starting from the next day of the prosecution date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 15/09/2014
half, resulting in a fine of Baht 117,250 and a further fine of Baht 250 each day starting from the next day of the prosecution date until the company so complies. SEC Act S.300 Criminal Complaint
ของบริษัทที่ได้รับความเห็นชอบจากสำนักงานเข้ามามีอำนาจในการบริหารงาน กำหนด ควบคุม และกำกับดูแลนโยบายแบบ day to day operation อันเป็นการปฏิบัติฝ่าฝืนมาตรา 104 แห่งพระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์
submit the financial statements for Q3/2017 within the specified period. The amount of fines does not include daily fines starting from the day following the settlement date to the day the company properly
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Derivatives Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company
, private fund management business, derivatives agent business, derivatives dealing business, derivatives advisory service, and derivatives fund management business, and the newly added securities
Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order. The Court sentenced the accused to 15-day imprisonment and a fine of Baht 2,000. The jail term, however
SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day
day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 100,600 and a further