client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing
Property Funds. “paid up capital” means the total amount of fully paid units. “related person” means a related person pursuant to the Notification of the Capital Market Supervisory Board concerning Rules on
past, there are significant changes in groups including management structure, business operation structure and management strategy in order to increase business efficiency and growth, moreover suspend
Operations 27 4.5 Capital Requirements 27 4.6 Credit Ratings 29 5. Operations of Support Groups 31 5.1 Human Resource Management 31 5.2 IT Management 32 1 1. Overview of Operating Environment 1.1 Global and
Public Company Limited which as its proportion to their holding of warrants to purchase common stock of Millcon No. 4 (MILL-W4) up to 72,989,999 units as referred, the resolution of the Annual General
shares in proportion to their holding as warrants to purchase common stock of Millcon No. 3 (MILL-W3) up to 121,649,999 units as referred. Details of warrants to purchase common stock of Millcon No.3 (MILL
. Suppaluek Na Songkla, Mr. Ittidet Phonin and Miss Nittaya Na Songkla offered company to buy SUTG stock for 132,000 units whereas 66% of total paid-up capital of SUTG. Main reason of the deal is to come back
Commission KorThor. 16/2555 Determination of Types of Securities Having Characteristic Similar with Investment Units 21/12/2012 16/01/2013 3. Notification of the Securities and Exchange Commission KorKhor
/2557 Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities 30/05/2014 01/07/2014 2. Notification of Capital Market Supervisory
securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs