securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________

asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in

derivatives business operators. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and

submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises

complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more

consideration for  the issuance of SRI Fund regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=729. Stakeholders and interested parties are welcome to

SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration

and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the

asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or

. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. _____________________Note:  * Details in SEC News No. 56/2563 published on 16 March 2020. https://www.sec.or.th/EN