requirements of the revised regulations as well as providing guidelines for business operators accordingly. For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at

Honorable Mention of the 9th NACC Integrity Awards 2019” For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th

on detecting, arresting, prompt proceeding and imposing proportionate sanctions, to build trust and confidence in the capital market. SEC Assistant Secretary-General Kumpol Sontanarat gave a

director of That’so accordingly. Please be informed accordingly. Yours sincerely, (Mr.Apirak Kanchanakongkha) Assistant Managing Director

consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting

appointed or assigned by a fund management company to consider and determine the scope of investment of mutual fund, private fund or derivatives investment management; “ investment management assistant

capital market. “ license under regulatory sandbox ” means a license for establishing a securities trading center under regulatory sandbox . “ executive ” means a manager, deputy manager, assistant manager

market. “license under regulatory sandbox” means a license for establishing a securities trading center under regulatory sandbox. “executive” means a manager, deputy manager, assistant manager

Office to participate in a regulator sandbox in accordance with this Notification. “ executive ” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called

in a regulator sandbox in accordance with this Notification. “executive” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called otherwise, and shall