mutual fund) Redemption Form without providing services in such capacity, nor did she examine the unit holding report of the customer's fund investment portfolio before the customer's partial unit

audit on the internal control system concerning the B/E issuance, related receipt and payment transactions, and the company's accounting records practice. In addition, KC must examine the issue raised by

company accounting period. TTA will examine whether the shareholders? request and shareholding of each requesting shareholders is accurate before proceeding in accordance with relevant laws and

advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to

explore ways to improve the use of ESG disclosure and sustainability data in understanding the long-term value and performance of assets.”Ms. Kingpai Koosakulnirund, Vice President, CFA Society Thailand

compete. One approach is to explore new lines of business other than their core securities and derivatives businesses. Such new businesses may have a higher investment value and a higher risk, or may not

will explore an ASEAN sustainability-linked bond standards to facilitate bond issuance for sustainability-related goals. This will complement the suite of bond standards that ACMF has already introduced

has agreed to explore efforts towards facilitating the movement of capital market professionals in consultation with industry players in the region. Editor?s notes:? The ACMF is a grouping of capital

examine the operation of such branch office. (Unofficial Translation) 2 In case where no person is responsible for the operation of branch office under the first paragraph or such person is unable to

Appoint as Executive   Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to Examine by the Securities Company   Report/Form (Notification of Securities