/2017 01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor. 11/2547 Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of
Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) (Synopsis) 03/08/2009 01/09/2009 Contact The Securities and Exchange Commission, Thailand
Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
: S.T.Management (2013) Company Limited Connected Company 3. The general characteristics of the transaction Lease of assets one year 4. The details of the assets involved : 4.1 Assets other than securities - The
hundred million baht for: a. securities dealing business; b. securities underwriting business; c. any other type of securities business with the following characteristics: 1. keeping the client’s assets in