permitted to be a derivatives dealer without having to apply for a license or registration. By the authorized agency…………………………………… Country……………………………………………………………… 2.2 Regulation on scope of business operation
the Securities and Exchange Commission on filing and exemption from filing of registration statement for securities offering. (3) 5 Repealed. (3) The provision under the first paragraph shall not apply
dated 15 September 1992 shall be repealed. Clause In this Notification: “Office” means the Office of the Securities and Exchange Commission. Clause 2/15 This Notification shall not apply to the
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
. Remove the margin in all browsers. // 2. As a best practice, apply a default `background-color`. // 3. Set an explicit initial text-align value so that we can later use the // the `inherit` value on things
. Remove the margin in all browsers. // 2. As a best practice, apply a default `background-color`. // 3. Set an explicit initial text-align value so that we can later use the // the `inherit` value on things
, the approval for offer for sale of newly issued sukuk and the conditions that shall apply after the approval has been granted shall be in accordance with the regulations prescribed by Part 1; (2) the
comply with the rules, conditions and procedures prescribed and notified by the SEC Office. Clause 9 The applicant may submit information or documents in either Thai or English to the SEC Office to apply