investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

included:  Revenue Code Amendment Act (No. 48) B.E. 2562 (2019) This law, effective March 21, 2019, stipulates that financial institutions, specialized financial institutions and e-money service providers

settlor transfers trustfully the money received from the offering to the trustee in order that the trustee may manage the assets for the benefit of the unit holders”, and, “once the trust becomes valid, the

Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money

Central Investigation Bureau (CIB), the Anti-Money Laundering Office (AMLO), and the Thai Bankers’ Association to prevent the use of digital assets as a means for money laundering by criminals.  The SEC

Investigation Bureau, the Anti-Money Laundering Office, and the Thai Bankers’ Association, to establish additional measures and industry standards to address the issue of victims' funds being transferred through

ช่วยว่าการกระทรวงมหาดไทย ประธานในพิธี ซึ่งให้เกียรติเยี่ยมชมบูธ ก.ล.ต. ในงานมหกรรมการเงินหาดใหญ่ ครั้งที่ 11 (MONEY EXPO HATYAI 2021) โดย ก.ล.ต. นำเสนอเรื่องราวการลงทุนในโลกยุคใหม่ภายใต้แนวคิด “New

money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium

debt instruments issued by the company under (e) or an agreement in the nature of money lending to the company under (e), provided that a fund has already become the shareholder of such company. (4)4