collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market
entitle funding portals to register as a bondholders’ representative, limited to the bond issues that they act as a service provider, to support secured debt crowdfunding; (3) To require
investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of
funds through the capital market. In this regard, the SEC and its project co-sponsors from both the public and private sectors would like to invite business operators across the country to submit
management and system development to support the work of sales channels in the future by hiring International Commercial Coordination Co., Ltd., who is a connected party to be responsible for sales management
2019 to support the work of sales channels in the future in the amount of Baht 6,000,000 from the original amount of Baht 17,000,000 to the new amount of Baht 23,000,000 by hiring International
capital market to prepare for compliance with the PDPA. In addition, we support the making of guidelines on personal data protection of each business sector in the capital market. Over the years, SEC has
The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference
and 4 from Indonesia. The Thai listed company in the top 5 company list was PTT Global Chemical Public Limited Company.SEC Secretary-General Rapee Sucharitakul said: “The capital market regulators in