established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
Bangkok, November 27, 2013 ? The SEC is seeking public comment on revising rules governing the asset management companies? reporting requirement. The proposed revision focuses more on reporting
Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the
clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test
, by at least conducting the following tests: (1) a daily stress test using the scenario, parameter and assumption conforming to the guideline approved by the risk management committee which shall cover
several days. When the client ordered to sell the securities actually sold by {A}, he instead sent the selling order for other securities of the client. {A} admitted that job stress caused him to decide to
ได้ และเปิดเผยในหนังสือชี้ชวน รวมทั้งต้องมีระบบบริหารความเสี่ยงที่สามารถรองรับการลงทุนในสัญญาซื้อขายล่วงหน้าอย่างเหมาะสม โดยจัดทำแบบทดสอบภาวะวิกฤต (stress test) เพื่อประเมินและเตรียมแผนรองรับผลกระทบที่
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AForm%20246-2&start=10&rows=10 11 - 20 of 3,844 results Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed
hearing on proposed amendments to the digital asset business licensing process and draft regulations concerning creditability of digital asset business operators Pursuant to the Emergency Decree on Digital
. In February 2025, to enhance business flexibility, the SEC conducted a public hearing on a proposed amendment to the list of eligible cryptocurrencies. The majority of the respondents expressed