requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
405,446,716 units Total warrants (MILL-W4) of GEL 72,989,999 units Term of Warrants 5 years (July 2017 - 2022) Exercise Ratio 1:1 Exercise Price 2.20 Baht Exercise date Last working day of March, June September
2014 - 2019) Exercise Ratio 1:1 Exercise Price 3.00 Baht Exercise date Last working day of June and December Ratio of shares held by the Company will increase, if the Company right is exercised. 3.15% of
not receive the invitation to the Board of Directors https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10277 SEC, SET and intermediaries exercise a capital market cyber drill Electronic Transactions
inappropriate corporate governance practice despite having received SET ESG ratings, as required, the asset management company must exercise its fiduciary duty and not consider such company as eligible asset for
total from all Thai retail investors. Comments: 3. Minimum disclosure requirements: To tackle the problem of asymmetric information between ICO issuers and investors, and to ensure that key