relation to EARTH’s securities, knowing that EARTH would be faced with a liquidity problem and its request to extend debt repayment period was denied by a financial institution. The stated 11 persons
is made. The storage of such document or evidence shall be made in the manner which is immediately available upon the Office’s request for a review or an inspection. Clause 4 This Notification shall
Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List
/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 2. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request
Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission
to comply therewith in all respects. In this regard, I would be pleased to provide additional information upon the SEC Office’s request for the benefit of the application consideration and the