ชื่อผู้ได้มา/จำหน่าย :?ASIA BUSINESS SUPPORT ASSOCIATION ,LTD | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 09/11/2558
ชื่อผู้ได้มา/จำหน่าย :?ASIA BUSINESS SUPPORT ASSOCIATION CO.,LTD | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 25/03/2554
proper qualifications for business undertakings, in terms of operational systems and personnel, i.e., the absence of fund managers for continuous client support even though there were trading transactions
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards
compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in
control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The
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Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market