provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner
companies? chief executive officers (CFO), the key persons responsible for accuracy and reliability of financial reports, aiming to raise awareness of their responsibilities and importance of financial
procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation; 1.4 Supervision of exchange-based trading to maintain continuity and reliability of the
oversee the auditors of PIEs, protect investors? interest and promote confidence in the quality and reliability of audited financial statements of PIEs. As at 31 May 2015, a total of 306 individual auditors
ground to believe that there is or was a demeanor of negligent act relating to reasonable supervision to prevent juristic person or business under one’s management or to prevent staffs under one’s
=9323 SEC teams up with nine organizations to prevent and suppress digital asset investment frauds The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress
business https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=964 SEC teams up with nine organizations to prevent and suppress digital asset investment frauds The SEC held a group meeting with nine
measures to prevent misuse of digital assets as a tool to commit crime Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a digital asset business