Determination of Fees for Filing, Registration and Other Applications (No. 29)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
be joining a series of panels. More than 400 participants are expected to attend the event. More information and registration for the SEC Thailand Public Conference from 1 March 2023 onwards at
of qualifications or possession of prohibited characteristics under Section 21; (5)4 termination by the https://www.sec.or.th/cgthailand/EN/Documents/Regulation/SECAct_amend_index.pdf 5843se.pdf
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)