with the independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
Administrative Region of the People's Republic of China and Thailand : “HK-TH MRF”) เมื่อวันที่ 20 มกราคม 2564 โดยที่การเสนอขายหน่วยลงทุนระหว่างกันจะมีผลบังคับใช้ เมื่อสำนักงาน ก.ล.ต. ปรับปรุงหลักเกณฑ์
|- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards
, however, not complied with the accounting standards stating that the revaluation surplus has to be transferred directly to retained earnings when the asset is retired. The SEC thus instructed ABC to rectify
financial literacy programs for investors and the public. This year, 22 business operators met the SEC's standards for educational content and qualifications, resulting in a total of 31 awards presented. The
announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai
effectiveness in enforcement of the law and protection of investment to be aligned with international standards” From the study of the related laws in five influential countries and a focus group meeting with
additional provisions and disclosure procedures to be in line with internationally recognized standards to enhance investor confidence. ___________________________________
the efficiency in operating system examination and in line with the international standards. Additionally, the revised regulations allow more flexibility for suitability test; for example, if tested by