trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
) “ margin account ” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “ cash account ” means an account
) “margin account” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “cash account” means an account
) “margin account” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “cash account” means an account
and decline of approval. They should also make necessary inquiries to SABUY executives to obtain complete information before exercising their voting rights to protect their interests. In
to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholders’ representative to obtain comprehensive
their rights to protect their own interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the
inquiries can be made with Pi Securities Public Company Limited.** ___________________ Remarks: * Notification of the Official Receiver regarding Order of Business Rehabilitation and Appointment of the
of the bonds represented by the bondholder representative, further inquiries can be made with Pi Securities Public Company Limited.** ___________________ Remarks: * Notification of the
legal action. Zipmex clients may contact the company to retrieve own assets through Zipmex’s official communication channels. Further inquiries may be sent to the SEC Complaint Center via Hotline 1207