Supasirisin (2) Mr. Vichet Thientong (3) Mr. Sakesan Baisak (4) Mr. Yosapong Pothasuthon (5) Mr. Suriyan Thongpikul and (6) Colonel Kanayos Suksanguan failed to provide explanation to questions stated in SEC
Thientong (3) Mr. Patiphat Supasirisin (4) Mr. Yosapong Pothasuthon (5) Mr. Suriyan Thongpikul and (6) Colonel Kanayos Suksanguan failed to provide explanation to questions stated in SEC letter, in which, the
-risk or complex characteristics which could be categorized as follows: (a) complex instrument investment consultant type 1 is able to provide consultation on all classes of capital market product having
business operations. Other challenges also lie in the fast-changing technology which will provide consumers with increased alternatives in conducting financial transactions. 1.3 Regulatory Changes
/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities
that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
://publish.sec.or.th/nrs/9697p.xlsx QAQR-07.xlsx is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and
://dividend.sec.or.th/stat-report/OFFER_DEBT_SHORT_EN.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky
control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccount.aspx