significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
Rules in Detail on the Protection and Management of Conflicts of Interest
support for the use of investment tokens as a fundraising tool and the stricter supervision to ensure that digital asset business operators adhere to operating standards and appropriate investor protection
approval criteria, disclosure standards and other relevant rules in the same manner as those applicable to Thai companies such as shareholder protection, prevention of conflict of interest, adequate
effectiveness in enforcement of the law and protection of investment to be aligned with international standards” From the study of the related laws in five influential countries and a focus group meeting with
to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market. In strengthening audit quality, the SEC revised
, international organizations, or recipients abroad, the SEC Office shall ensure that the destination agencies have sufficient security standards for personal data protection. 4. Retention and Retention Period of
features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In
structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent