number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide

lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation.  The same

trading, front running, market manipulation.  Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting

Bangkok, May 10, 2012 - The SEC Board and the Capital Market Supervisory Board have approved regulations on establishment and management of Real Estate Investment Trust (REITs) to offer a new

issuers while maintaining an appropriate level of investor protection. The key aspects of the proposed amendments are as follows: (1) Approval Criteria: Issuers are required to obtain an issuer rating and

vehicle production volume grew by 0.89% year-on-year, attributable to increased demands in domestic market while export volume slightly dropped by 0.37% year-on-year. Profit & Loss Analysis (Unit : Million

 Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. 2  Institutional investor. Please specify the name of the intermediary / financial

 Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's

for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives