, which was presided over by Mr. Krisada Chinavicharana, Deputy Finance Minister, on 10 November 2023. This year, the SEC booth was set up under the theme, "Sustainable Investment & Self-protection for Well

SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started

, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In

depositories shall take at least the following actions: (1) clearly determine roles and responsibilities of the board of directors and executives; (2) evaluate the performance of the board of directors and

 Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data

significant  requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared

establish them as the industry standard for Thailand’s digital asset sector. The SEC and the TDO will rigorously and continuously monitor and evaluate the effectiveness of these measures to ensure optimal

investors to make use of CRA information and rating to evaluate credit risk of targeted instruments more efficiently and confidently,? said SEC Secretary-General Vorapol Socatiyanurak.

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ โปรดรอสักครู่... เรื่อง : สัมมนาเรื่อง  “การเตรียมความพร้อมกรรมการ และผู้บริหารระดับสูงในเรื่อง Personal Data Protection”  (ฺBO) วันที่ : 05/03/2020

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18