related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the compliance therewith. Clause 23 In the case where the SEC Office finds that any
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully
there are weaknesses or inappropriateness for control and good operating practice; (5) arrange an incident response policy in case of any occurrence of a security incident to the information systems; (6
or inappropriateness for control and good operating practice; (5) arrange an incident response policy in case of any occurrence of a security incident to the information systems; 13 (6) define the
details regarding the issues within this notification. This is to allow the clarification in practice and to allow the SEC Office to audit those practices. Clause 29. In case where it appears to the SEC
/1 17 Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the