the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to
reference. PAGE 4 Notification of the Securities and Exchange Commission No. Kor Thor. 19/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
reference. Notification of the Securities and Exchange Commission No. Kor Thor. 19/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308
to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308 310
indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of
which has been increased in number recently. (2) Any person has an increase or decrease in number of related juristic person* or concert party**, which results in an increase or decrease of securities