130 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) Reportpreparation SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
submit the report concerning the financial position and performance to the SEC Office as prescribed in this Part when the CIS operator of such foreign collective investment scheme ceases the duty to
benefits from investors by abusing their duty performance no matter with or without clients? consent, and must not ask for or accept any special benefit other than what is properly earned from the securities
a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37
Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and
of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No
) MISS ANYAWEE DISAYACHAROENRAT Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000151913 MR. TARA KANJANAKULTOMRONG Manager of
) MR. THAWEESAP RAWAN Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143464 MR. WUTTIPONG SOONTORNSANEE Manager of Digital
) MRS. PRAWSANG THAMAPORN Authorized Director of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143489 MR. SEAN GORDON COMEAU Manager of