to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system

virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to

Intermediary _____________________________ By virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement

5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

Qualifying CIS Operator) [ ] 2.* Standard letter issued by the Home Regulator to a Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form

195,216 1.45 225,559 1.80 Land and Houses Bank 238,658 1.26 168,171 1.25 158,118 1.26 ICBC (Thai) 199,700 1.05 102,142 0.76 106,306 0.85 Standard Chartered Bank (Thai) 151,860 0.80 61,351 0.46 32,449 0.26

companies generally offer private funds in the form of a standard portfolio. This business model provides clients with a selection of pre-defined investment portfolios without being customized to each

วยงาน กํากับดแูลอิสระ (Public Company Accounting Oversight Board – “PCAOB”) ภายใตการกํากับดแูลของ U.S. SEC และมีการกําหนดใหสํานักงานสอบบัญชีจะตองขึ้นทะเบยีนกับ PCAOB และตองมีระบบการควบคุม คุณภาพ

suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to

focused on cyber-threats, problems, obstacles, process of legislation, policies, and oversight, including best practices to ensure that the critical information infrastructure (CII) of the financial